Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Windsor Financial Services Ltd
FRN 795862
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- SMF16 Compliance Oversight (since 27 Jan 2026)
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsibility for MCD Intermediation (since 26 Jul 2018)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 27 May 2025)
- [FCA CF] Material risk taker (9 Dec 2019 to 27 May 2025)
- [FCA CF] Significant management (9 Dec 2019 to 27 May 2025)
- CF1 Director (26 Jul 2018 to 8 Dec 2019)
- Responsible for Insurance Mediation (26 Jul 2018 to 30 Sep 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.