Windsor Financial Services Ltd

Date authorised
26 July 2018
Companies House
10843042
Last scraped
1 week ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Suite 6 Dukes House
    4 - 6 High Street
    Windsor
    Berkshire
    SL4 1LD
    UNITED KINGDOM
    Phone
    +447729204540
    Web
    https://www.windsorfinancialservices.co.uk

  • Complaints Contact

    Unit 6, Dukes House
    4-5 High Street
    Windsor
    Windsor And Maidenhead
    SL4 1LD
    UNITED KINGDOM
    Phone
    +447729204540

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Negotiation

    Show 1 limitation
    • · Limited to debt adjusting excluding the conclusion or administration of debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jai Bagga

    IRN JXB03639

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • SMF16 Compliance Oversight (since 27 Jan 2026)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 26 Jul 2018)
    • [FCA CF] Material risk taker (9 Dec 2019 to 27 May 2025)
    • [FCA CF] Significant management (9 Dec 2019 to 27 May 2025)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 27 May 2025)
    • CF1 Director (26 Jul 2018 to 8 Dec 2019)
    • Responsible for Insurance Mediation (26 Jul 2018 to 30 Sep 2018)
  • Naheed Niazi

    IRN NXN00112

    • [FCA CF] Functions requiring qualifications (1 Jul 2023 to 20 Jun 2024)
  • Naheed Yusuf-Haywood

    IRN NXN01361

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 19 Jun 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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