Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 11 Dec 2024)
    • CF30 Customer (since 10 Dec 2024)
    • (3)Employed By (since 10 Dec 2024)
  • Affinity Financial Awareness Limited (no longer approved here)

    FRN 409160

    • [FCA CF] Functions requiring qualifications (9 Sep 2021 to 29 Oct 2024)
  • Wealth At Work Limited (no longer approved here)

    FRN 417367

    • [FCA CF] Functions requiring qualifications (9 Sep 2021 to 29 Oct 2024)
  • Scottish Widows Schroder Personal Wealth Limited (no longer approved here)

    FRN 830170

    • [FCA CF] Functions requiring qualifications (21 May 2020 to 7 Apr 2021)
    • [FCA CF] Client dealing (21 May 2020 to 7 Apr 2021)
    • CF30 Customer (4 Jun 2019 to 8 Dec 2019)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Jul 2014 to 6 Mar 2016)
  • The Premier Partnership Limited (no longer approved here)

    FRN 209446

    • CF30 Customer (20 Nov 2007 to 20 Jun 2008)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF22 Investment Adviser (Trainee) (7 Mar 2006 to 12 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.