Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 11 Dec 2024)
- CF30 Customer (since 10 Dec 2024)
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Newbridge Limited
FRN 694949
- (3)Employed By (since 10 Dec 2024)
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- [FCA CF] Functions requiring qualifications (9 Sep 2021 to 29 Oct 2024)
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- [FCA CF] Functions requiring qualifications (9 Sep 2021 to 29 Oct 2024)
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- [FCA CF] Functions requiring qualifications (21 May 2020 to 7 Apr 2021)
- [FCA CF] Client dealing (21 May 2020 to 7 Apr 2021)
- CF30 Customer (4 Jun 2019 to 8 Dec 2019)
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- CF30 Customer (1 Jul 2014 to 6 Mar 2016)
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- CF30 Customer (20 Nov 2007 to 20 Jun 2008)
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- CF22 Investment Adviser (Trainee) (7 Mar 2006 to 12 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.