Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • Appointed representative dealing with clients for which they require qualification (since 8 Jan 2021)
  • Swansea Building Society (no longer approved here)

    FRN 206066

    • [FCA CF] Functions requiring qualifications (25 Jul 2016 to 31 Oct 2020)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (7 Nov 2011 to 8 Dec 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.