Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF16 Compliance Oversight (since 9 Jan 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Jan 2023)
    • SMF27 Partner (since 9 Jan 2023)
  • SFM UK Management LLP (no longer approved here)

    FRN 486382

    • CF10 Compliance Oversight (19 May 2011 to 24 May 2018)
    • CF11 Money Laundering Reporting (19 May 2011 to 24 May 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.