Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (7 Mar 2016 to 6 Mar 2020)
- CF30 Customer (17 Jul 2012 to 6 Mar 2016)
- CF21 Investment Adviser (1 Dec 2001 to 15 Nov 2004)
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- CF30 Customer (11 Jan 2010 to 27 Jun 2012)
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- CF30 Customer (1 Nov 2007 to 5 Oct 2009)
- CF21 Investment Adviser (7 Feb 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.