Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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DATA Wealth Management LLP
FRN 446074
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Functions requiring qualifications (since 28 May 2020)
- [FCA CF] Client dealing (since 28 May 2020)
- SMF27 Partner (since 9 Dec 2019)
- CF4 Partner (17 May 2018 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.