DATA Wealth Management LLP

Date authorised
1 April 2013
Companies House
OC316340
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Courtyard Barn
    Binham Road
    Langham
    Holt
    Norfolk
    NR25 7AB
    UNITED KINGDOM
    Phone
    +4407917107953
    Web
    https://www.dwmllp.com

  • Complaints Contact

    Courtyard Barn
    Binham Road
    Langham
    Holt
    Norfolk
    NR25 7AB
    UNITED KINGDOM
    Phone
    +4407917107953

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Caroline Elizabeth Freeth

    IRN CEF01039

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (3 Jul 2006 to 8 Dec 2019)
  • Jack William Teasdale Freeth

    IRN JWF01073

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 28 May 2020)
    • [FCA CF] Functions requiring qualifications (since 28 May 2020)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (17 May 2018 to 8 Dec 2019)
  • Paul Martin Teasdale Freeth

    IRN PMF00005

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (3 Jul 2006 to 8 Dec 2019)
    • CF10 Compliance Oversight (3 Jul 2006 to 8 Dec 2019)
    • CF21 Investment Adviser (3 Jul 2006 to 31 Oct 2007)
    • CF4 Partner (3 Jul 2006 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (3 Jul 2006 to 31 Mar 2009)
    • Responsible for Insurance Mediation (3 Jul 2006 to 29 Aug 2018)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.