Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 11. Pension transfer specialist
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Client dealing (since 5 Jul 2024)
    • [FCA CF] Functions requiring qualifications (since 5 Jul 2024)
  • AFH Independent Financial Services Limited (no longer approved here)

    FRN 216704

    • [FCA CF] Client dealing (22 Dec 2022 to 31 May 2024)
    • [FCA CF] Functions requiring qualifications (22 Dec 2022 to 31 May 2024)
  • Crystal Financial Solutions Limited (no longer approved here)

    FRN 622200

    • [FCA CF] Client dealing (19 Mar 2021 to 30 Nov 2022)
    • [FCA CF] Functions requiring qualifications (19 Mar 2021 to 30 Nov 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.