Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Bank of Nova Scotia (no longer approved here)

    FRN 141308

    • [FCA CF] Manager of certification employee (8 Oct 2021 to 14 Jul 2023)
    • [FCA CF] Client dealing (22 Jun 2021 to 14 Jul 2023)
    • [FCA CF] Material risk taker (22 Jun 2021 to 14 Jul 2023)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Client dealing (23 May 2018 to 29 May 2020)

Recent activity

Updates to this individual's record on the FCA register.

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