Jack Andrew Dudley

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Lumin Wealth Limited
FRN 775068
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 26 Feb 2025)
- [FCA CF] Client dealing (since 26 Feb 2025)
Sense Network Limited (no longer approved here)
FRN 465124
- [FCA CF] Client dealing (15 Mar 2021 to 26 Sep 2024)
- Appointed representative dealing with clients for which they require qualification (15 Mar 2021 to 26 Sep 2024)
- CF30 Customer (10 Mar 2021 to 26 Sep 2024)
Resolve Financial Solutions Ltd (no longer approved here)
FRN 724846
- (1)Employed By (10 Mar 2021 to 26 Sep 2024)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.