Isobel Mary Stubbs

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • 13. Giving personal recommendations on and dealing with derivatives
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 3. Giving personal recommendations on derivatives
    • [FCA CF] Functions requiring qualifications (since 21 Mar 2023)
  • Killik & Co LLP (no longer approved here)

    FRN 462016

    • [FCA CF] Functions requiring qualifications (1 Dec 2021 to 16 Mar 2023)
    • [FCA CF] Client dealing (1 Dec 2021 to 16 Mar 2023)
  • Cavendish Capital Markets Limited (no longer approved here)

    FRN 467766

    • CF30 Customer (17 Dec 2018 to 8 Dec 2019)
  • SINGER CAPITAL MARKETS SECURITIES LIMITED (no longer approved here)

    FRN 453676

    • CF30 Customer (17 Oct 2017 to 13 Nov 2018)
  • TP ICAP E&C Limited (no longer approved here)

    FRN 146880

    • CF30 Customer (9 Jan 2017 to 7 Sep 2017)
  • TP ICAP Broking Limited (no longer approved here)

    FRN 154234

    • CF30 Customer (9 Jan 2017 to 7 Sep 2017)

Recent activity

Updates to this individual's record on the FCA register.

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