Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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The Bank of Nova Scotia
FRN 141308
- SMF24 Chief Operations (since 10 Nov 2020)
- [FCA CF] Material risk taker (5 Oct 2020 to 10 Nov 2020)
- [FCA CF] Significant management (5 Oct 2020 to 10 Nov 2020)
- [FCA CF] Manager of certification employee (5 Oct 2020 to 10 Nov 2020)
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- SMF18 Other Overall Responsibility (7 Mar 2016 to 29 Jun 2020)
- CF10a CASS Oversight function (1 Oct 2011 to 6 Mar 2016)
- CF30 Customer (8 Sep 2010 to 1 Nov 2010)
- CF29 Significant management (8 Sep 2010 to 6 Mar 2016)
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- SMF22 Other Local Responsibility (7 Mar 2016 to 29 Jun 2020)
- CF10a CASS Oversight function (1 Oct 2011 to 6 Mar 2016)
- CF30 Customer (8 Sep 2010 to 1 Nov 2010)
- CF29 Significant management (8 Sep 2010 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.