Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 2 Jan 2024)
    • CF30 Customer (16 Sep 2011 to 15 Aug 2016)
  • KROLL SECURITIES LTD. (no longer approved here)

    FRN 466588

    • CF30 Customer (29 Jan 2021 to 26 Apr 2023)
  • Frank Investments Limited (no longer approved here)

    FRN 627697

    • CF1 Director (AR) (11 Nov 2019 to 12 Oct 2020)
    • CF30 Customer (27 Mar 2019 to 12 Oct 2020)
    • CF4 Partner (AR) (27 Mar 2019 to 28 Nov 2019)
  • JEFFERIES INTERNATIONAL LIMITED (no longer approved here)

    FRN 139253

    • CF30 Customer (16 Apr 2008 to 20 Aug 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.