Imran Malik

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Banco Santander, S.A.

    FRN 136261

    • [FCA CF] Algorithmic trading (since 18 Sep 2023)
    • SMF22 Other Local Responsibility (since 18 Sep 2023)
    • [FCA CF] Proprietary trader (since 18 Sep 2023)
    • [FCA CF] Client dealing (since 18 Sep 2023)
    • [FCA CF] Material risk taker (17 Dec 2021 to 18 Sep 2023)
    • [PRA CF] Significant risk taker or Material risk taker (17 Dec 2021 to 18 Sep 2023)
    • [PRA CF] Managing a material risk taker (17 Dec 2021 to 18 Sep 2023)
    • [FCA CF] Algorithmic trading (6 Dec 2018 to 18 Sep 2023)
    • [FCA CF] Proprietary trader (7 Mar 2016 to 18 Sep 2023)
    • [FCA CF] Significant management (7 Mar 2016 to 18 Sep 2023)
    • [FCA CF] Client dealing (7 Mar 2016 to 18 Sep 2023)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 18 Sep 2023)
    • CF30 Customer (20 Jul 2010 to 6 Mar 2016)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Manager of certification employee (7 Mar 2016 to 5 Dec 2018)
    • [FCA CF] Material risk taker (7 Mar 2016 to 5 Dec 2018)
    • [FCA CF] Proprietary trader (7 Mar 2016 to 5 Dec 2018)
    • [FCA CF] Significant management (7 Mar 2016 to 5 Dec 2018)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 5 Dec 2018)
    • [FCA CF] Client dealing (7 Mar 2016 to 5 Dec 2018)
  • Santander Financial Services plc (no longer approved here)

    FRN 146003

    • [FCA CF] Significant management (7 Mar 2016 to 5 Dec 2018)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 5 Dec 2018)
    • [FCA CF] Proprietary trader (7 Mar 2016 to 5 Dec 2018)
    • [FCA CF] Client dealing (7 Mar 2016 to 5 Dec 2018)
    • CF30 Customer (11 Jan 2010 to 6 Mar 2016)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF26 Customer Trading (1 Dec 2001 to 27 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

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