Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- SMF18 Other Overall Responsibility (23 May 2016 to 30 Nov 2021)
- CF30 Customer (21 Aug 2008 to 6 Mar 2016)
-
- CF30 Customer (1 Nov 2007 to 16 Apr 2008)
- CF21 Investment Adviser (16 Jun 2005 to 31 Oct 2007)
-
- CF21 Investment Adviser (17 Dec 2002 to 27 Dec 2002)
- CF23 Corporate Finance Adviser (1 Dec 2001 to 17 Dec 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.