Last updated
4 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 1 May 2025)
    • [FCA CF] Material risk taker (since 1 May 2025)
    • [FCA CF] Manager of certification employee (since 1 May 2025)
  • KROLL SECURITIES LTD. (no longer approved here)

    FRN 466588

    • CF30 Customer (26 Jul 2023 to 1 May 2025)
  • One Investment Management Group UK Ltd. (no longer approved here)

    FRN 995823

    • (7)Employed By (26 Jul 2023 to 1 May 2025)
  • Farallon Capital Europe LLP (no longer approved here)

    FRN 403306

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2023)
    • SMF27 Partner (9 Dec 2019 to 31 Mar 2023)
    • CF4 Partner (16 Apr 2014 to 8 Dec 2019)
    • CF30 Customer (20 Oct 2011 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.