Iavor Dimitrov Balabanov

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

The Toronto-Dominion Bank (no longer approved here)
FRN 124859
- [FCA CF] Client dealing (7 Mar 2016 to 7 May 2024)
- [FCA CF] Material risk taker (7 Mar 2016 to 7 May 2024)
- CF30 Customer (16 Oct 2015 to 6 Mar 2016)
Nomura Bank International Plc. (no longer approved here)
FRN 204419
- CF30 Customer (10 Jul 2012 to 5 May 2015)
Nomura International Plc (no longer approved here)
FRN 124422
- CF30 Customer (27 Oct 2011 to 5 May 2015)
Bank of America, N.A. (no longer approved here)
FRN 124642
- CF30 Customer (7 Apr 2009 to 19 Oct 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.