Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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JFS Financial
FRN 306429
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Significant management (since 1 Dec 2020)
- [FCA CF] Functions requiring qualifications (since 1 Dec 2020)
- Responsible for Insurance Distribution (since 24 Feb 2020)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- Responsibility for MCD Intermediation (since 10 Oct 2016)
- CF10 Compliance Oversight (16 May 2016 to 8 Dec 2019)
- CF4 Partner (17 Dec 2010 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.