Ian William Desbottes

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

W. DENIS CREDIT RISKS LIMITED (no longer approved here)
FRN 308564
- SMF3 Executive Director (9 Dec 2019 to 6 Sep 2022)
- CF1 Director (27 Feb 2007 to 8 Dec 2019)
W. DENIS (INSURANCE BROKERS) PLC (no longer approved here)
FRN 309047
- SMF3 Executive Director (9 Dec 2019 to 6 Sep 2022)
- CF1 Director (27 Feb 2007 to 8 Dec 2019)
W.DENIS FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 120918
- CF1 Director (11 Sep 2007 to 16 Feb 2014)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.