Date authorised
1 April 2013
Companies House
00759111
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    8 St Paul's Street
    Leeds
    West Yorkshire
    LS1 2LE
    UNITED KINGDOM
    Phone
    +4401132439812
  • Complaints Contact

    8 St Paul's Street
    Leeds
    West Yorkshire
    LS1 2LE
    UNITED KINGDOM
    Phone
    +4401132439812

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Clive Howard Thurston

    IRN CHT01025

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
  • Hubert Allan Thew

    IRN HAT01014

    • SMF1 Chief Executive (9 Dec 2019 to 1 Apr 2026)
    • Responsible for Insurance Distribution (1 Oct 2018 to 1 Apr 2026)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • CF3 Chief Executive (14 Jan 2005 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • Ian William Desbottes

    IRN IWD01009

    • SMF3 Executive Director (9 Dec 2019 to 6 Sep 2022)
    • CF1 Director (27 Feb 2007 to 8 Dec 2019)
  • John Anthony Cavanagh

    IRN JAC01418

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (14 Jul 2010 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jul 2010 to 30 Sep 2018)
  • Mark Jonathan Dutton

    IRN MJD01386

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (17 Sep 2010 to 30 Sep 2018)
    • CF1 Director (17 Sep 2010 to 8 Dec 2019)
  • Michael Oates

    IRN MXO00180

    • SMF3 Executive Director (since 6 Jun 2022)
  • Neil Andrew Tiffin

    IRN NAT01048

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (14 Jul 2010 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jul 2010 to 30 Sep 2018)
  • Paul Adrien Thew

    IRN PAT01133

    • CF1 Director (14 Jan 2005 to 30 Sep 2005)
    • CF13 Finance (14 Jan 2005 to 30 Sep 2005)
    • CF15 Internal Audit (14 Jan 2005 to 30 Sep 2005)
  • Paul Johnson

    IRN PXJ01506

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (13 Jul 2016 to 8 Dec 2019)
  • Simon Rupert Thew

    IRN SRT01054

    • CF1 Director (AR) (since 27 Oct 2025)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.