Ian Stuart Smith

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CYB Intermediaries Limited (no longer approved here)

    FRN 305065

    • SMF3 Executive Director (13 Feb 2020 to 30 Sep 2020)
    • CF28 Systems and controls (24 Nov 2014 to 8 Dec 2019)
  • Yorkshire Bank Home Loans Limited (no longer approved here)

    FRN 303825

    • SMF3 Executive Director (9 Dec 2019 to 30 Sep 2020)
    • SMF2 Chief Finance (9 Dec 2019 to 14 Oct 2020)
    • CF1 Director (9 Sep 2015 to 8 Dec 2019)
    • CF28 Systems and controls (24 Nov 2014 to 8 Dec 2019)
  • OCTOPUS MONEY UNIT TRUST MANAGERS LIMITED (no longer approved here)

    FRN 171748

    • CF2 Non Executive Director (15 Aug 2019 to 8 Dec 2019)
    • CF28 Systems and controls (27 Feb 2019 to 15 Aug 2019)
    • CF1 Director (27 Feb 2019 to 15 Aug 2019)
  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • SMF2 Chief Finance (7 Mar 2016 to 14 Oct 2020)
    • CF1 Director (11 Mar 2015 to 6 Mar 2016)
    • CF28 Systems and controls (1 Nov 2014 to 6 Mar 2016)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF28 Systems and controls (16 Jan 2009 to 31 Jan 2010)
  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • CF28 Systems and controls (3 Jun 2008 to 31 Jan 2010)
  • Insight Investment Management (Global) Limited (no longer approved here)

    FRN 119308

    • CF28 Systems and controls (3 Jun 2008 to 2 Nov 2009)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF28 Systems and controls (3 Jun 2008 to 31 Jan 2010)
  • SCOTTISH WIDOWS LIMITED (no longer approved here)

    FRN 181655

    • CF28 Systems and controls (3 Jun 2008 to 31 Jan 2010)
  • Halifax Share Dealing Limited (no longer approved here)

    FRN 183332

    • CF28 Systems and controls (3 Jun 2008 to 31 Jan 2010)
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Recent activity

Updates to this individual's record on the FCA register.

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