Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (25 Nov 2009 to 27 May 2011)
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- CF30 Customer (15 Oct 2008 to 31 Oct 2009)
- CF29 Significant management (1 Nov 2007 to 30 Nov 2007)
- CF16 Significant Mgt (Desgntd Investment Business) (17 Sep 2007 to 31 Oct 2007)
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- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 5 Jun 2003)
- CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.