Ian Richard Stokes

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

MUFG Corporate Markets Treasury Limited
FRN 150403
- SMF3 Executive Director (since 7 Mar 2025)
MUFG Corporate Markets Trustees (UK) Limited
FRN 184113
- SMF1 Chief Executive (since 9 Mar 2022)
- SMF3 Executive Director (since 30 Jun 2021)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.