Ian Richard Harlock

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • A & B Financial Ltd

    FRN 726136

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
  • Acumen First (K550) (no longer approved here)

    FRN 192063

    • (5)Employed By (8 May 2003 to 21 Aug 2006)
  • Gartland Financial Services (U666) (no longer approved here)

    FRN 187265

    • (4)Employed By (20 Feb 2001 to 10 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

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