This firm is no longer registered as an appointed representative.

It cannot legally carry out FCA-regulated activities. If anyone is currently dealing with this firm as if it still has permission, treat that as a serious red flag and verify directly with the FCA.

Gartland Financial Services (U666)

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FRN: 187265
Last scraped: 15 hours ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

14 Hamilton Square

Birkenhead

Merseyside

CH41 6AX

UNITED KINGDOM

Phone

+4401516502288

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Geoffrey Potts
IRN GXP00047
- (1)Employed By (1 Dec 2001 to 7 Apr 2006)
Ian Richard Harlock
IRN IRH00006
- (4)Employed By (20 Feb 2001 to 10 Mar 2003)
Ronald Peter Broadbent
IRN RPB00026
- (3)Employed By (22 Dec 2003 to 20 Jun 2007)
Shirley Anne Gartland
IRN SAG00034
- (2)Employed By (1 Dec 2001 to 31 Jan 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.