Ian Richard Francis

• QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

  FRN 440703

  • CF30 Customer (24 Mar 2017 to 30 Nov 2019)
  • CF1 Director (AR) (9 Jul 2014 to 3 Feb 2016)
• Chestnut Financial Services Ltd (no longer approved here)

  FRN 761994

  • Employed By (24 Mar 2017 to 30 Nov 2019)
• Legacy Financial Planning Ltd (no longer approved here)

  FRN 621620

  • Employed By (9 Jul 2014 to 3 Feb 2016)
• Legacy Home Protect Limted (no longer approved here)

  FRN 615477

  • Employed By (17 Feb 2014 to 31 Jan 2016)
• CAVERE LIMITED (no longer approved here)

  FRN 517325

  • CF1 Director (AR) (22 Nov 2012 to 31 Jan 2016)
• Quilter Mortgage Planning Limited (no longer approved here)

  FRN 440718

  • CF1 Director (AR) (22 Mar 2012 to 3 Feb 2016)
• KW Investment Management Limited (no longer approved here)

  FRN 506600

  • CF10a CASS Oversight function (29 Nov 2011 to 28 Aug 2012)
  • CF10 Compliance Oversight (22 Sep 2011 to 31 Dec 2011)
  • CF11 Money Laundering Reporting (22 Sep 2011 to 31 Dec 2011)
• KW Wealth Planning Limited (no longer approved here)

  FRN 114694

  • CF10 Compliance Oversight (22 Sep 2011 to 31 Dec 2011)
  • CF11 Money Laundering Reporting (22 Sep 2011 to 31 Dec 2011)
• Chase de Vere Independent Financial Advisers limited (no longer approved here)

  FRN 137914

  • CF1 Director (4 Apr 2006 to 30 Mar 2007)
  • Responsible for Insurance Mediation (14 Jan 2005 to 30 Mar 2007)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 18 Apr 2006)
  • CF10 Compliance Oversight (1 Dec 2001 to 18 Apr 2006)

No changes recorded yet.