Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Independent Connections Limited (no longer approved here)

    FRN 547989

    • SMF3 (AR) Executive Director function (8 Dec 2020 to 22 Nov 2021)
    • SMF3 Executive Director (9 Dec 2019 to 1 Apr 2023)
    • Responsible for Insurance Distribution (1 Oct 2018 to 1 Apr 2023)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 1 Apr 2023)
    • CF1 Director (24 Nov 2011 to 8 Dec 2019)
    • Responsible for Insurance Mediation (24 Nov 2011 to 30 Sep 2018)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 15 Dec 2011)
    • CF22 Investment Adviser (Trainee) (9 Nov 2005 to 31 Oct 2007)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF21 Investment Adviser (14 Dec 2004 to 18 Jan 2006)
    • CF7 Sole Trader (AR) (6 Oct 2004 to 28 Oct 2005)
    • CF22 Investment Adviser (Trainee) (6 Oct 2004 to 14 Dec 2004)
  • Ian Taylor (no longer approved here)

    FRN 408059

    • (1)Employed By (6 Oct 2004 to 18 Jan 2006)
  • Freedom Financial Management (no longer approved here)

    FRN 223672

    • (1)Employed By (21 Mar 2003 to 26 Aug 2003)
  • Future Financial Management (no longer approved here)

    FRN 200183

    • (5)Employed By (3 Dec 1999 to 26 Aug 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.