Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF3 (AR) Executive Director function (8 Dec 2020 to 22 Nov 2021)
- SMF3 Executive Director (9 Dec 2019 to 1 Apr 2023)
- Responsible for Insurance Distribution (1 Oct 2018 to 1 Apr 2023)
- Responsibility for MCD Intermediation (21 Mar 2016 to 1 Apr 2023)
- CF1 Director (24 Nov 2011 to 8 Dec 2019)
- Responsible for Insurance Mediation (24 Nov 2011 to 30 Sep 2018)
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- CF30 Customer (1 Nov 2007 to 15 Dec 2011)
- CF22 Investment Adviser (Trainee) (9 Nov 2005 to 31 Oct 2007)
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- CF21 Investment Adviser (14 Dec 2004 to 18 Jan 2006)
- CF7 Sole Trader (AR) (6 Oct 2004 to 28 Oct 2005)
- CF22 Investment Adviser (Trainee) (6 Oct 2004 to 14 Dec 2004)
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- (1)Employed By (6 Oct 2004 to 18 Jan 2006)
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- (1)Employed By (21 Mar 2003 to 26 Aug 2003)
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- (5)Employed By (3 Dec 1999 to 26 Aug 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.