Independent Connections Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts
Buy-to-Let Start Date
Buy-to-Let End Date
Buy-to-Let Status
Credit Brokering
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- · The firm may not broker credit for the purpose of increasing the funds available for investment.
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Score Services
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- · This limitation is limited to not carrying out credit repair services

Senior staff personally approved by the FCA to hold their roles here.

Ajmeri Hussain Ahmed
IRN AXA91786
- SMF3 (AR) Executive Director function (1 Sep 2020 to 1 Apr 2023)
Ian Paul Taylor
IRN IPT00001
- SMF3 (AR) Executive Director function (8 Dec 2020 to 22 Nov 2021)
- SMF3 Executive Director (9 Dec 2019 to 1 Apr 2023)
- Responsible for Insurance Distribution (1 Oct 2018 to 1 Apr 2023)
- Responsibility for MCD Intermediation (21 Mar 2016 to 1 Apr 2023)
- Responsible for Insurance Mediation (24 Nov 2011 to 30 Sep 2018)
- CF1 Director (24 Nov 2011 to 8 Dec 2019)
Mohmed Junaid Pathan
IRN MXP00365
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Dec 2021)
Sumaiyah Yusuf Adia
IRN SXA23324
- CF1 Director (AR) (since 6 Nov 2019)
Vahed Khan
IRN VXK01271
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 8 Nov 2019)
- CF1 Director (29 Jan 2018 to 8 Dec 2019)

Smaller firms operating under this firm's FCA authorisation.

Lex Insure Services Ltd
FRN 776004 · Appointed 6 Apr 2017
Caplan Financial limited (no longer appointed)
FRN 811119 · Appointed 8 Jun 2018 · Until 30 Jul 2018
Axium Brokers Ltd (no longer appointed)
FRN 775373 · Appointed 31 Mar 2017 · Until 30 Jul 2018
Azure Insure Services Ltd (no longer appointed)
FRN 768518 · Appointed 4 Jan 2017 · Until 6 Nov 2023
Spectre Services Limited (no longer appointed)
FRN 767277 · Appointed 14 Dec 2016 · Until 29 Apr 2020
MRH Financial Advisors Ltd (no longer appointed)
FRN 499705 · Appointed 7 Aug 2012 · Until 28 Jun 2024

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.