Ian Patrick O'Brien

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • FINLI (FA92) LIMITED

    FRN 195522

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 30 Apr 2024)
    • [FCA CF] Client dealing (since 30 Apr 2024)
  • Fairstone Financial Management Limited (no longer approved here)

    FRN 475973

    • [FCA CF] Client dealing (29 Jun 2020 to 5 Mar 2021)
    • [FCA CF] Functions requiring qualifications (29 Jun 2020 to 5 Mar 2021)
  • The Whitechurch Network Limited (no longer approved here)

    FRN 190859

    • CF1 Director (AR) (15 Sep 2010 to 20 Mar 2013)
    • CF30 Customer (15 Sep 2010 to 20 Mar 2013)
    • CF21 Investment Adviser (22 Oct 2004 to 31 Oct 2007)
  • Honister Partners Ltd (no longer approved here)

    FRN 502699

    • Employed By (23 Jun 2009 to 9 Sep 2010)
  • McIlivenny Reed & Co (no longer approved here)

    FRN 409432

    • (4)Employed By (22 Oct 2004 to 15 Sep 2008)

Recent activity

Updates to this individual's record on the FCA register.

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