Ian O'Flaherty

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Westpac Banking Corporation (no longer approved here)

    FRN 124586

    • [FCA CF] Manager of certification employee (10 Feb 2020 to 13 Nov 2020)
    • [FCA CF] Client dealing (1 Jul 2019 to 13 Nov 2020)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Manager of certification employee (7 Mar 2016 to 29 Mar 2018)
    • [FCA CF] Material risk taker (7 Mar 2016 to 31 Mar 2018)
    • [FCA CF] Client dealing (7 Mar 2016 to 29 Mar 2018)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.