Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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ValidPath Limited
FRN 197107
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 24 Apr 2017)
- CF30 Customer (since 24 Apr 2017)
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RL Wealth Management Limited
FRN 776926
- (1)Employed By (since 24 Apr 2017)
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- CF1 Director (AR) (3 Dec 2021 to 8 Apr 2024)
- CF30 Customer (3 Dec 2021 to 1 Oct 2025)
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- (2)Employed By (14 Sep 2020 to 1 Oct 2025)
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- CF30 Customer (10 Jun 2016 to 18 Apr 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.