Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 9 Aug 2023)
    • [FCA CF] Client dealing (since 22 Jul 2022)
  • Azets Wealth Management Limited (no longer approved here)

    FRN 449016

    • [FCA CF] Client dealing (9 Dec 2019 to 21 Jul 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 21 Jul 2022)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (16 Aug 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (25 Jan 2007 to 31 Oct 2007)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF22 Investment Adviser (Trainee) (31 Mar 2004 to 3 Jun 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.