Ian Lloyd

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

NOVA RISK SOLUTIONS LIMITED
FRN 307562
- Responsible for Insurance Distribution (since 25 Aug 2023)
- SMF3 Executive Director (since 25 Aug 2023)
IPRISM UNDERWRITING AGENCY LIMITED
FRN 460209
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 12 Dec 2018)
- CF1 Director (18 Feb 2019 to 8 Dec 2019)
- CF3 Chief Executive (5 Nov 2018 to 28 Feb 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.