Date authorised
1 April 2013
Companies House
03841676
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    6th Floor
    John Stow House
    18 Bevis Marks
    London
    EC3A 7JB
    UNITED KINGDOM
    Phone
    +442075530800
  • Complaints Contact

    6th Floor
    John Stow House
    18 Bevis Marks
    London
    EC3A 7JB
    UNITED KINGDOM
    Phone
    +442075530800

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Colin Francis Johns

    IRN CFJ01008

    • SMF3 Executive Director (9 Dec 2019 to 26 Feb 2024)
    • SMF1 Chief Executive (9 Dec 2019 to 26 Feb 2024)
    • Responsible for Insurance Distribution (1 Oct 2018 to 26 Feb 2024)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • CF3 Chief Executive (14 Jan 2005 to 8 Dec 2019)
    • CF14 Risk Assessment (14 Jan 2005 to 31 Oct 2007)
    • CF13 Finance (14 Jan 2005 to 31 Oct 2007)
  • David Charles Hook

    IRN DCH01094

    • CF29 Significant management (1 Nov 2007 to 28 Apr 2015)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
  • Ian Lloyd

    IRN IXL06818

    • SMF3 Executive Director (since 25 Aug 2023)
    • Responsible for Insurance Distribution (since 25 Aug 2023)
  • John Michael Ing

    IRN JMI01016

    • CF29 Significant management (1 Nov 2007 to 30 Jun 2012)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
  • Manuela RONCALLI

    IRN MXR13100

    • SMF3 Executive Director (since 4 Sep 2023)
  • Oliver Duncan Bassett

    IRN ODB01006

    • [FCA CF] Significant management (since 14 Mar 2024)
    • SMF3 Executive Director (9 Dec 2019 to 26 Feb 2024)
    • CF1 Director (11 Dec 2018 to 8 Dec 2019)
  • Paul Simon Banner

    IRN PSB01070

    • CF29 Significant management (1 Nov 2007 to 8 Dec 2019)
    • CF19 Significant Mgt (Financial Resources) (14 Jan 2005 to 31 Oct 2007)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.