Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Pentre Van Sales Limited
FRN 677016
- SMF29 Limited scope function (limited scope SMCR firms only) (since 12 Feb 2026)
-
- SMF16 Compliance Oversight (11 Feb 2022 to 7 Jan 2026)
- SMF17 Money Laundering Reporting Officer (MLRO) (11 Feb 2022 to 7 Jan 2026)
- SMF3 Executive Director (9 Dec 2019 to 7 Jan 2026)
- Responsible for Insurance Distribution (1 Oct 2018 to 7 Jan 2026)
- CF1 Director (12 Aug 2016 to 8 Dec 2019)
- Responsible for Insurance Mediation (11 Aug 2016 to 30 Sep 2018)
-
- CF1 Director (AR) (3 Mar 2008 to 10 Jun 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.