Date authorised
11 August 2016
Companies House
06232824
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Hatton View Farm
    Tarporley Road
    Whitley
    Warrington
    Cheshire
    WA4 4DS
    UNITED KINGDOM
    Phone
    +4401925730175
  • Complaints Contact

    Hatton View Farm
    Tarporley Road
    Whitley
    Warrington
    Cheshire
    WA4 4DS
    UNITED KINGDOM
    Phone
    +4401246458800

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

  • Arranges Investments

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Negotiation

    Show 1 limitation
    • · Limited to debt adjusting excluding the administration of debt management plans. In this limitation debt management plans are defined as: "a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders".
  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding the administration of debt management plans. In this limitation debt management plans are defined as: "a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders".
  • Investment Setup

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ian Kay

    IRN IXK18475

    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Significant management (9 Dec 2019 to 18 Feb 2026)
    • CF1 Director (17 Sep 2019 to 8 Dec 2019)
  • Ian Kennah

    IRN IXK01152

    • SMF17 Money Laundering Reporting Officer (MLRO) (11 Feb 2022 to 7 Jan 2026)
    • SMF16 Compliance Oversight (11 Feb 2022 to 7 Jan 2026)
    • SMF3 Executive Director (9 Dec 2019 to 7 Jan 2026)
    • Responsible for Insurance Distribution (1 Oct 2018 to 7 Jan 2026)
    • CF1 Director (12 Aug 2016 to 8 Dec 2019)
    • Responsible for Insurance Mediation (11 Aug 2016 to 30 Sep 2018)
  • Kevin Kaye

    IRN KXK16036

    • SMF3 Executive Director (27 Sep 2023 to 1 Jul 2025)
  • Lee Streets

    IRN LXS01287

    • SMF16 Compliance Oversight (since 23 Jan 2026)
    • Responsible for Insurance Distribution (since 7 Jan 2026)
    • SMF3 Executive Director (since 8 Sep 2023)
  • Matthew James Hanson

    IRN MXH01058

    • SMF3 Executive Director (since 27 Jun 2025)
  • Timothy Revell Porter

    IRN TXP01126

    • Director of firm who is not a certification employee or a SMF manager (since 29 Nov 2022)
  • Wendy Kennah

    IRN WXK01165

    • SMF3 Executive Director (9 Dec 2019 to 16 Oct 2023)
    • CF1 Director (12 Aug 2016 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.