Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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BTIG Limited
FRN 484589
- [FCA CF] Client dealing (since 16 Jul 2025)
- [FCA CF] Significant management (16 Jul 2025 to 17 Jul 2025)
- [FCA CF] Material risk taker (16 Jul 2025 to 17 Jul 2025)
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- [FCA CF] Client dealing (9 Dec 2019 to 15 Jul 2022)
- CF30 Customer (16 Sep 2019 to 8 Dec 2019)
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- CF30 Customer (21 Sep 2017 to 27 Feb 2018)
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- CF30 Customer (14 Jul 2015 to 20 Mar 2018)
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- CF30 Customer (19 Aug 2010 to 18 Jul 2012)
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- CF21 Investment Adviser (1 Dec 2001 to 14 May 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.