IAN JEFFREY SMITH

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • James Brearley & Sons Limited (no longer approved here)

    FRN 189219

    • SMF16 Compliance Oversight (9 Dec 2019 to 1 Jun 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Jun 2024)
    • CF10 Compliance Oversight (14 May 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (22 Aug 2017 to 8 Dec 2019)
    • CF28 Systems and controls (7 Aug 2012 to 14 Jul 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.