Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF1 Chief Executive (9 Dec 2019 to 10 Jun 2024)
- SMF3 Executive Director (9 Dec 2019 to 10 Jun 2024)
- CF10a CASS Oversight function (1 Jun 2018 to 8 Dec 2019)
- CF3 Chief Executive (1 Jun 2018 to 8 Dec 2019)
- CF1 Director (1 Jun 2018 to 8 Dec 2019)
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- SMF1 Chief Executive (9 Dec 2019 to 10 Jun 2024)
- SMF3 Executive Director (9 Dec 2019 to 10 Jun 2024)
- CF1 Director (1 Jun 2018 to 8 Dec 2019)
- CF3 Chief Executive (1 Jun 2018 to 8 Dec 2019)
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- CF1 Director (21 Jan 2015 to 18 Apr 2016)
- CF10a CASS Oversight function (21 Jan 2015 to 8 Feb 2016)
- CF29 Significant management (22 Jul 2013 to 29 Jan 2015)
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- CF1 Director (21 Jan 2015 to 18 Apr 2016)
- CF10a CASS Oversight function (21 Jan 2015 to 8 Feb 2016)
- CF29 Significant management (22 Jul 2013 to 29 Jan 2015)
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- CF1 Director (21 Jan 2015 to 18 Apr 2016)
- CF10a CASS Oversight function (21 Jan 2015 to 8 Feb 2016)
- CF29 Significant management (22 Jul 2013 to 29 Jan 2015)
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- CF1 Director (21 Jan 2015 to 18 Apr 2016)
- CF10a CASS Oversight function (21 Jan 2015 to 8 Feb 2016)
- CF16 Significant Mgt (Desgntd Investment Business) (14 Mar 2005 to 30 Jun 2006)
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- CF16 Significant Mgt (Desgntd Investment Business) (14 Mar 2005 to 30 Jun 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.