Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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ST BRIDE'S MANAGERS LLP
FRN 521801
- [FCA CF] Significant management (since 22 Mar 2021)
- [FCA CF] Client dealing (since 22 Mar 2021)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsible for Insurance Mediation (13 Aug 2013 to 30 Sep 2018)
- CF10 Compliance Oversight (20 Jun 2013 to 8 Dec 2019)
- CF11 Money Laundering Reporting (20 Jun 2013 to 8 Dec 2019)
- CF4 Partner (30 Mar 2011 to 8 Dec 2019)
- CF30 Customer (30 Mar 2011 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.