Date authorised
1 April 2013
Companies House
OC350592
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    St. Brides Managers
    5 St. Bride Street
    London
    City Of London
    EC4A 4AS
    UNITED KINGDOM
    Phone
    +4402070781961
  • Complaints Contact

    St. Brides Managers
    5 St. Bride Street
    London
    City Of London
    EC4A 4AS
    UNITED KINGDOM
    Phone
    +4402070781961

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Share, Unit, Warrant

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Share, Unit, Warrant

  • Investment Setup

    For Commercial, Non-investment insurance contracts

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Share, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Dominic Andrew Robert Hammond

    IRN DAH01271

    • CF30 Customer (14 Feb 2011 to 31 Jul 2015)
  • Ian Houston

    IRN IXH01267

    • [FCA CF] Client dealing (since 22 Mar 2021)
    • [FCA CF] Significant management (since 22 Mar 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (13 Aug 2013 to 30 Sep 2018)
    • CF11 Money Laundering Reporting (20 Jun 2013 to 8 Dec 2019)
    • CF10 Compliance Oversight (20 Jun 2013 to 8 Dec 2019)
    • CF4 Partner (30 Mar 2011 to 8 Dec 2019)
    • CF30 Customer (30 Mar 2011 to 8 Dec 2019)
  • Robert Ian Houston

    IRN RIH01018

    • [FCA CF] Client dealing (since 22 Mar 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (1 Dec 2010 to 8 Dec 2019)
    • CF30 Customer (1 Dec 2010 to 8 Dec 2019)
  • Stephen Colin Pyne

    IRN SCP01024

    • Responsible for Insurance Mediation (15 Oct 2012 to 29 Jul 2013)
    • CF30 Customer (1 Dec 2010 to 29 Jul 2013)
    • CF4 Partner (1 Dec 2010 to 29 Jul 2013)
    • CF3 Chief Executive (1 Dec 2010 to 29 Jul 2013)
    • CF11 Money Laundering Reporting (1 Dec 2010 to 29 Jul 2013)
    • CF10 Compliance Oversight (1 Dec 2010 to 29 Jul 2013)
  • Struan White

    IRN SXW00401

    • [FCA CF] Client dealing (22 Mar 2021 to 30 Jun 2022)
  • Tim Burke-Murphy

    IRN TXB01724

    • [FCA CF] Client dealing (since 22 Mar 2021)
    • [FCA CF] Material risk taker (since 22 Mar 2021)
    • CF30 Customer (19 Oct 2015 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.