Ian Henry Lokkerbol

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • North Wall Capital LLP (no longer approved here)

    FRN 776760

    • [FCA CF] Significant management (9 Dec 2019 to 31 Jul 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Jul 2024)
    • SMF27 Partner (9 Dec 2019 to 31 Jul 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Jul 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Jul 2024)
    • SMF16 Compliance Oversight (9 Dec 2019 to 31 Jul 2024)
    • CF11 Money Laundering Reporting (29 Aug 2017 to 8 Dec 2019)
    • CF30 Customer (29 Aug 2017 to 8 Dec 2019)
    • CF4 Partner (29 Aug 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (29 Aug 2017 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.