North Wall Capital LLP

• Principal Place of Business

  North Wall Capital LLP

  51-53 Great Marlborough Street

  London

  Westminster

  W1F 7JT

  UNITED KINGDOM

  Phone

  +442038485330

  Web

  https://www.northwallcap.com

• Complaints Contact

  North Wall Capital LLP

  51-53 Great Marlborough Street

  London

  Westminster

  W1F 7JT

  UNITED KINGDOM

  Phone

  +442038485330

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Alastair Wilson

  IRN AXW00907

  • [FCA CF] Client dealing (31 Jul 2024 to 9 May 2025)
• Alexander Aafaq Basharat Garnier

  IRN AAG01072

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Material risk taker (9 Dec 2019 to 6 Dec 2024)
  • [FCA CF] Significant management (9 Dec 2019 to 6 Dec 2024)
  • CF4 Partner (9 Jan 2018 to 8 Dec 2019)
  • CF30 Customer (3 Oct 2017 to 8 Dec 2019)
• Fabian Raga Chrobog

  IRN FRC01009

  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (9 Dec 2019 to 6 Dec 2024)
  • [FCA CF] Significant management (9 Dec 2019 to 6 Dec 2024)
  • CF4 Partner (29 Aug 2017 to 8 Dec 2019)
  • CF30 Customer (29 Aug 2017 to 8 Dec 2019)
• Ian Henry Lokkerbol

  IRN IHL01008

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Jul 2024)
  • [FCA CF] Material risk taker (9 Dec 2019 to 31 Jul 2024)
  • [FCA CF] Significant management (9 Dec 2019 to 31 Jul 2024)
  • SMF16 Compliance Oversight (9 Dec 2019 to 31 Jul 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Jul 2024)
  • SMF27 Partner (9 Dec 2019 to 31 Jul 2024)
  • CF4 Partner (29 Aug 2017 to 8 Dec 2019)
  • CF30 Customer (29 Aug 2017 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (29 Aug 2017 to 8 Dec 2019)
  • CF10 Compliance Oversight (29 Aug 2017 to 8 Dec 2019)
• Michael David Daniell

  IRN MXD00786

  • [FCA CF] Client dealing (since 22 Nov 2024)
  • SMF16 Compliance Oversight (since 23 Oct 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 23 Oct 2024)
• Scott Carpenter

  IRN SXC02309

  • SMF27 Partner (since 16 Dec 2025)
  • [FCA CF] Client dealing (since 31 Jul 2024)

No changes recorded yet.