Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF1 Chief Executive (9 Dec 2019 to 31 Mar 2020)
- SMF16 Compliance Oversight (9 Dec 2019 to 31 Mar 2020)
- SMF27 Partner (9 Dec 2019 to 31 Mar 2020)
- CF10a CASS Oversight function (1 Oct 2011 to 13 Aug 2014)
- CF10 Compliance Oversight (7 May 2009 to 8 Dec 2019)
- CF4 Partner (7 May 2009 to 8 Dec 2019)
- CF30 Customer (7 May 2009 to 8 Dec 2019)
- CF28 Systems and controls (7 May 2009 to 13 Aug 2014)
- CF29 Significant management (7 May 2009 to 8 Dec 2019)
- CF3 Chief Executive (7 May 2009 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.