Date authorised
7 May 2009
Companies House
OC336392
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    52 North Street
    Chichester
    West Sussex
    PO19 1NQ
    UNITED KINGDOM
    Phone
    +4401243786668
  • Complaints Contact

    52 North Street
    Chichester
    West Sussex
    PO19 1NQ
    UNITED KINGDOM
    Phone
    +4401243786668

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · Subject to this activity being limited to a non-mainstream regulated activity
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · Subject to this activity being limited to a non-mainstream regulated activity
  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · Subject to this activity being limited to a non-mainstream regulated activity
  • Investment Setup

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · Subject to this activity being limited to a non-mainstream regulated activity

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Claire Jeannette Watson

    IRN CJW01234

    • Responsible for Insurance Mediation (7 May 2009 to 28 Oct 2010)
    • CF4 Partner (7 May 2009 to 15 Jul 2010)
    • CF10 Compliance Oversight (7 May 2009 to 15 Jul 2010)
  • Ian Hague Mellor

    IRN IHM01018

    • SMF1 Chief Executive (9 Dec 2019 to 31 Mar 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 31 Mar 2020)
    • SMF27 Partner (9 Dec 2019 to 31 Mar 2020)
    • CF10a CASS Oversight function (1 Oct 2011 to 13 Aug 2014)
    • CF29 Significant management (7 May 2009 to 8 Dec 2019)
    • CF28 Systems and controls (7 May 2009 to 13 Aug 2014)
    • CF10 Compliance Oversight (7 May 2009 to 8 Dec 2019)
    • CF4 Partner (7 May 2009 to 8 Dec 2019)
    • CF30 Customer (7 May 2009 to 8 Dec 2019)
    • CF3 Chief Executive (7 May 2009 to 8 Dec 2019)
  • Ian Peter Oliver

    IRN IPO00004

    • SMF27 Partner (9 Dec 2019 to 31 Mar 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Mar 2026)
    • CF4 Partner (7 May 2009 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (7 May 2009 to 8 Dec 2019)
  • John Christopher Atkinson

    IRN JCA01046

    • [FCA CF] Client dealing (9 Dec 2019 to 23 Oct 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 23 Oct 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 23 Oct 2024)
    • CF30 Customer (7 May 2009 to 8 Dec 2019)
  • Jonathan Yousafzai

    IRN JRY01003

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 25 Mar 2025)
    • [FCA CF] Client dealing (since 25 Mar 2025)
  • Katie Louise Hutchinson

    IRN KXH01650

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Apr 2026)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF4 Partner (30 Aug 2017 to 8 Dec 2019)
    • CF10a CASS Oversight function (12 Aug 2014 to 8 Dec 2019)
    • CF28 Systems and controls (12 Aug 2014 to 8 Dec 2019)
  • Luke Apps

    IRN LXA00108

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 6 Sep 2024)
    • [FCA CF] Client dealing (since 6 Sep 2024)
    • [FCA CF] Client dealing (17 Feb 2021 to 4 May 2022)
    • [FCA CF] Functions requiring qualifications (17 Feb 2021 to 4 May 2022)
  • Robert William Enticott

    IRN RWE01020

    • CF28 Systems and controls (7 May 2009 to 13 Aug 2014)
  • Sam Atkinson

    IRN SXA02475

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2023)
    • CF30 Customer (30 Jul 2014 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.