Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • KROLL SECURITIES LTD. (no longer approved here)

    FRN 466588

    • CF4 Partner (AR) (2 Mar 2022 to 21 May 2024)
    • CF30 Customer (2 Mar 2022 to 21 May 2024)
  • River and Mercantile Infrastructure LLP (no longer approved here)

    FRN 949495

    • (1)Employed By (2 Mar 2022 to 21 May 2024)
  • Schroders IS Limited (no longer approved here)

    FRN 195028

    • CF30 Customer (23 Dec 2021 to 1 Feb 2022)
    • CF4 Partner (AR) (23 Dec 2021 to 1 Feb 2022)
    • [FCA CF] Manager of certification employee (24 Feb 2021 to 31 Jan 2022)
    • [FCA CF] Client dealing (24 Feb 2021 to 31 Jan 2022)
    • [FCA CF] Material risk taker (24 Feb 2021 to 31 Jan 2022)
    • [FCA CF] Significant management (24 Feb 2021 to 31 Jan 2022)
  • Aviva Investors Global Services Limited (no longer approved here)

    FRN 119178

    • CF30 Customer (25 Sep 2009 to 25 Nov 2019)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (1 Dec 2001 to 29 Aug 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.