Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF4 Partner (AR) (2 Mar 2022 to 21 May 2024)
- CF30 Customer (2 Mar 2022 to 21 May 2024)
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- (1)Employed By (2 Mar 2022 to 21 May 2024)
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- CF30 Customer (23 Dec 2021 to 1 Feb 2022)
- CF4 Partner (AR) (23 Dec 2021 to 1 Feb 2022)
- [FCA CF] Manager of certification employee (24 Feb 2021 to 31 Jan 2022)
- [FCA CF] Client dealing (24 Feb 2021 to 31 Jan 2022)
- [FCA CF] Material risk taker (24 Feb 2021 to 31 Jan 2022)
- [FCA CF] Significant management (24 Feb 2021 to 31 Jan 2022)
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- CF30 Customer (25 Sep 2009 to 25 Nov 2019)
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- CF21 Investment Adviser (1 Dec 2001 to 29 Aug 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.