Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of Montreal (no longer approved here)

    FRN 124788

    • CF30 Customer (24 Nov 2009 to 15 Feb 2016)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF30 Customer (1 Nov 2007 to 17 Nov 2009)
    • CF21 Investment Adviser (27 Jul 2006 to 31 Oct 2007)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF30 Customer (1 Nov 2007 to 17 Nov 2009)
    • CF21 Investment Adviser (27 Jul 2006 to 31 Oct 2007)
  • Shinkin International Ltd. (no longer approved here)

    FRN 148967

    • CF21 Investment Adviser (27 Apr 2005 to 22 Jun 2006)
    • CF26 Customer Trading (27 Apr 2005 to 31 May 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.