Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 1 Jan 2026)
    • [FCA CF] Functions requiring qualifications (since 24 Apr 2020)
    • SMF3 Executive Director (since 24 Apr 2020)
  • The Whitechurch Network Limited (no longer approved here)

    FRN 190859

    • CF29 Significant management (12 Dec 2013 to 27 Jan 2014)
    • CF3 Chief Executive (30 Jul 2012 to 15 Nov 2012)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 18 Jan 2006)
    • CF1 Director (1 Dec 2001 to 29 Nov 2013)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • CF29 Significant management (12 Dec 2013 to 27 Jan 2014)
    • CF1 Director (15 Nov 2012 to 29 Nov 2013)
  • Whitechurch Securities Limited (no longer approved here)

    FRN 114318

    • CF24 Pension Transfer Specialist (30 Apr 2002 to 18 Jan 2006)

Recent activity

Updates to this individual's record on the FCA register.

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