Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Severnside Financial Planning Ltd
FRN 911899
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 1 Jan 2026)
- [FCA CF] Functions requiring qualifications (since 24 Apr 2020)
- SMF3 Executive Director (since 24 Apr 2020)
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- CF29 Significant management (12 Dec 2013 to 27 Jan 2014)
- CF3 Chief Executive (30 Jul 2012 to 15 Nov 2012)
- CF24 Pension Transfer Specialist (1 Dec 2001 to 18 Jan 2006)
- CF1 Director (1 Dec 2001 to 29 Nov 2013)
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- CF29 Significant management (12 Dec 2013 to 27 Jan 2014)
- CF1 Director (15 Nov 2012 to 29 Nov 2013)
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- CF24 Pension Transfer Specialist (30 Apr 2002 to 18 Jan 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.