Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 29 Sep 2023)
    • [FCA CF] Significant management (since 29 Sep 2023)
    • SMF18 Other Overall Responsibility (27 Nov 2020 to 5 Jul 2023)
  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • CF21 Investment Adviser (18 Feb 2002 to 16 May 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.